To partner with Ops, Technology, Platform& application, ISG, HR, L.I.F.E. and other cross-functional teams for evaluation of effective deployment of Contractual obligations, processes and practices and EXL policies in all Client Relationships/Functions to ensure

Responsibilities

- Process improvements by auditing gaps/ deviations and driving timely and accurate closures.
- Greater efficiency levels within Function/ Client Relationship.
- Mitigation of financial / generic exposures
- Compliance regarding internal/external requirements/ regulations and information security standards by performing Risk & Controls Self-Assessment, F&A; Ops Audit, ISO Audits, Information Security Audits and Client Assessments, Internal Audits, BCP Audits,



TPA SOC1 and SOC2 Audits.100% preparedness for internal and external Audits and Fraud Red Flags Assessment & case review.
- Monitoring of Regulatory Compliance Training sessions.
- Responsible for coordinating for Internal, External (TPA SOC1 and SOC2) & Client driven Audits and preparation thereof.
- Manage the documentation and control requirements for all Level 3 documentation for the vertical. Primary Interactions

- Operations and Enabling functions to ensure Compliance.
- Audit teams for deliverables regarding audits
- EXL Management
- Payroll and Finance team
- LIFE Team
- Client

Qualifications

- Graduate of any course, Preferably Law with Compliance perspective

📌 Lead Assistant Manager- Compliance (Noida)
🏢 EXL
📍 Noida