Job Description

Manager – Legal & Compliance: the role requires a strong focus on fund compliance, investment documentation and transaction due diligence:

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Desired Profile

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- 5–8 years of relevant experience in legal, compliance, secretarial, transaction or investment-related roles.
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- Experience with VC/PE funds, AIFs, investment transactions or financial services.
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- Experience drafting, reviewing and negotiating investment documentation such as term sheets, SSA, SHA/SSHA and definitive agreements
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- Experience coordinating with external legal counsel and multiple stakeholders during transaction execution
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- Experience managing compliance calendars, filings, statutory records and preparing periodic compliance reports
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- Experience conducting legal, corporate and secretarial due diligence on prospective investments
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- Strong understanding of corporate, SEBI/AIF and transaction documentation requirements.
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- Robust drafting, documentation, coordination and stakeholder management skills.
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- Detail-oriented, process-driven and capable of independently managing multiple workstreams.
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Key Responsibilities

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Fund Compliance

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o Coordinate with Fund Ops team and advisors to ensure timely and accurate compliance with applicable fund, regulatory and statutory requirements.

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o Monitor compliance calendars, filings, registers, records and statutory requirements.

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o Support compliance with SEBI/AIF regulations and applicable corporate, tax and regulatory requirements.

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Portfolio Investment Documentation

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- Draft,



review and negotiate investment documentation including Term Sheets, SSA, SHA/SSHA and other definitive agreements.
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- Coordinate with external legal counsel and stakeholders through documentation and execution.
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- Maintain and manage the fund’s investment documentation repository.
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Legal & Secretarial Due Diligence

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- Coordinate and conduct legal, corporate and secretarial due diligence on prospective investments.
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- Review corporate records, statutory filings, shareholding, material contracts and other relevant documentation.
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- Identify key legal, regulatory and documentation risks and escalate issues appropriately.
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Investment & Transaction Support

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- Support the investment team through transaction execution, including conditions precedent, closing documentation and post-closing requirements.
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- Track completion of legal, regulatory and documentation requirements for investments.
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- Coordinate with portfolio companies, founders, legal counsel and other advisors.
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Corporate & Governance Compliance

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- Support compliance and secretarial requirements of the fund, investment manager and related entities.
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- Coordinate with company secretaries, auditors, legal advisors and other external professionals.
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- Maintain statutory and governance records and support board/shareholder processes.
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Compliance Monitoring & Reporting

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- Develop and maintain compliance trackers, checklists and documentation systems.
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- Ensure timely identification, escalation and closure of compliance issues.
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- Prepare periodic compliance reports and updates for senior management.
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📌 Manager - Legal & Compliance (Mumbai)
🏢 IndusBridge Ventures
📍 Mumbai