Conversed with SEBI Regulation, Rules, Bye laws and Regulations of Exchange/Clearing Corporation.
Processing of Recent Membership Requests/Transfer of Membership/Conversion of Membership/Change in Status and the activities required in connection of admission of Membership.
Processing of surrender of Membership application of the member and refund of deposits etc.
Processing of Change (name /director /address / status etc.,) from Members.
Processing of Annual Returns submitted by Members.
Prepare/compile information /data for various MIS (positive knowledge of advance excel is preferred).
Preparation of Agenda for various Committee
Working on various membership online portals with regard to updating of database and monitoring of compliance.
Drafting Show cause Notice for violation non- compliance of members.
Providing data for External and Internal Audit and resolving audit query.
Ensuring periodical submissions to the Regulator.
Key Skills:
Communication and interpersonal skills
Knowledge of SEBI Regulations
Advance Excel
MIS
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