Assistant Vice President – Regulatory Operations (Bengaluru)

Assistant Vice President – Regulatory Operations (Bengaluru)

06 Sep
|
Delta Capita
|
Bengaluru

06 Sep

Delta Capita

Bengaluru

Being an Assistant Vice President, Regulatory Operations at Delta Capita Report Hub means owning the reporting day for the clients who depend on you. When reporting fails, you establish the cause, decide the course of action, and set it out for the client with evidence. Regulatory accountability remains with the client throughout; we perform delegated operational activities on their behalf, and understanding that distinction is central to the role.
The Impact You Will Have in This Role
You will run the daily reporting cycle for managed services clients across regimes including CFTC, EMIR, MiFIR / MIFID II, SFTR, ASIC, MAS and HKMA, covering receipt of client data through to trade repository acknowledgement and on through the post-reporting assurance controls. The service is expanding, so you will design and embed controls that are not yet in place as well as operate those that are. Hours are aligned to European reporting deadlines, working alongside colleagues in the UK and EU.
Your Primary Responsibilities
• Daily Reporting Operations




◦ Own the end-to-end cycle for assigned clients across trade, collateral and valuation messages, assuring completeness, accuracy and timeliness against regulatory deadlines.
◦ Monitor rejections at each level of validation and reconcile records at each stage to identify where they leave the reporting population; an exception is not closed until the acknowledgement confirms it.
• Root Cause and Attribution
◦ Establish and evidence the root cause of every exception, attributing it to client data quality or to platform transformation and logic, and escalate the same day where the cause genuinely cannot be established.
◦ Remediate within pre-agreed parameters, refer the underlying issue to the client for correction at source, and pursue permanent resolution in preference to recurring workaround.
• Post-Reporting Assurance (where applicable)
◦ Operate the completeness, accuracy and timeliness reconciliations between client books and record

📌 Assistant Vice President – Regulatory Operations (Bengaluru)
🏢 Delta Capita
📍 Bengaluru

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