The RMS Executive is responsible for monitoring client trading activities, managing risk exposure, ensuring compliance with exchange regulations, and preventing margin shortfalls. The role involves real-time monitoring of trades and taking appropriate risk control actions.
Key Responsibilities
- Monitor client trading activities in real-time to control market and credit risk.
- Ensure clients maintain required margin as per exchange norms (e.g., National Stock Exchange of India and BSE Limited).
- Track margin utilization, exposure limits, and MTM losses.
- Square off positions in case of margin shortage or risk limits breach.
- Coordinate with dealers and clients for margin calls.
- Maintain risk parameters in RMS software for different segments (Equity, F&O;, Currency, Commodity).
- Monitor intraday and positional risk.
- Ensure compliance with guidelines issued by Securities and Exchange Board of India (SEBI)
and exchanges.
- Generate and maintain risk reports and MIS reports.
- Handle client limit updates and margin approvals as per company policy.
Required Skills:
- Good understanding of equity, derivatives (F&O;), and margin concepts:
- Knowledge of VaR, ELM, Span Margin, Exposure Margin:
- Ability to work in rapid-paced trading environment:
- Strong analytical and decision-making skills
- Knowledge of RMS systems like Omnesys / NOW / ODIN / NEST
Educational Qualification
- Graduate / Post Graduate (B. Com, M. Com, MBA Finance preferred)
Experience
- 3 - 5 years’ experience in stock broking / capital market RMS or dealing desk.
Key Attributes
- High attention to detail
- Quick decision-making ability
- Ability to handle market pressure
- Strong communication skills