Description
Supporting the integrity of the bank's compliance systems, this role delivers technical and operational services that underpin regulatory controls and conduct risk management. By applying established procedures and leveraging working knowledge of compliance frameworks, the role identifies and resolves routine compliance issues, escalating exceptions to management as required. Outputs from this position ensure the accuracy and reliability of compliance data, enabling the business to meet regulatory obligations and internal standards. Engagement is primarily within the compliance team and with direct business stakeholders, ensuring timely communication and resolution of BAU matters.

Requires at least 2 years of experience in compliance operations or regulatory controls within banking or financial services, with exposure to compliance monitoring systems and data validation processes.

Key Responsibilities:
- Regulatory compliance assurance through accurate data validation and control execution
- Conduct risk mitigation through monitoring of system-generated alerts




- Operational efficiency in compliance systems maintenance and user support
- Process improvement and knowledge sharing within the compliance team

Responsibilities

1. Regulatory compliance assurance through accurate data validation and control execution
- Validate compliance data inputs in core systems to ensure alignment with regulatory reporting requirements.
- Execute established control checks to detect anomalies or gaps in compliance processes.
- Escalate identified discrepancies or potential breaches to the Assistant Manager for further investigation.
- Document validation outcomes and maintain audit trails in accordance with compliance protocols.

Performance Measures:
- Accuracy of compliance data submitted for regulatory reporting
- Timeliness of escalation and resolution of detected anomalies
- Completeness of audit documentation supporting control execution

2. Conduct risk mitigatio

📌 Senior Compliance Analyst (India)
🏢 Emirates Islamic Bank
📍 India