Team Lead – Prudential Regulation & Basel Norms

Function: Finance / Regulatory Reporting

Location: Mumbai

Reporting To: Head – Regulatory Reporting

Role Purpose

To lead the interpretation, computation, and regulatory reporting of prudential requirements under RBI and Basel III frameworks, ensuring accurate capital, liquidity, and leverage compliance while providing expert support to senior management on regulatory and capital‑related matters.

Key Responsibilities

Prudential & Basel Compliance

Lead computation and review of Basel III capital adequacy, including CET1, AT1, Tier 2 and Total Capital.
Oversee Risk‑Weighted Assets (RWA) across Credit, Market, and Operational Risk.
Ensure accurate application of regulatory deductions, buffers, and adjustments.

Liquidity & Leverage

Supervise LCR, NSFR, and Leverage Ratio calculations and regulatory monitoring.
Partner with Treasury, ALM, and Risk teams on liquidity and balance sheet implications.

Regulatory Reporting & RBI Interface

Ensure timely and accurate submission of RBI prudential returns (Capital Adequacy,



Liquidity, LEF, Leverage, etc.).
Track RBI circulars, Master Directions, and Basel updates; assess regulatory impact and implement changes.
Act as key point of contact for RBI inspections, supervisory reviews, and regulatory queries.

Governance & Controls

Maintain solid control frameworks, documentation, and audit readiness.
Lead resolution of internal audit, concurrent audit, statutory audit, and RBI observations.

Stakeholder & Management Support

Serve as prudential regulation subject‑matter expert to Finance, Risk, Treasury, and senior leadership.
Support capital planning, stress analysis, and regulatory disclosures (Pillar 3).

Team Leadership

Lead and mentor the prudential reporting team, ensuring quality, consistency, and process efficiency.
Drive automation and continuous improvement in regulatory processes.

Key Skills & Experience

Strong expertise in Basel III / RBI prudential norms, cap

📌 Lead Regulatory Reporting (India)
🏢 Yes Bank
📍 India