About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, team-oriented culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.





The role involves working on electronic communications surveillance and investigations across global markets within compliance systems for the NA and EMEA regions

Surveillance & Investigations
- Monitor and review social media activity (posts, likes, private messages), ensuring no confidential or proprietary information is disclosed; approve social media profiles in line with policy.
- Proactively identify, investigate, and escalate indicators of market abuse, insider trading, misconduct, or regulatory breaches.
- Ensure investigations are conducted in accordance with internal policies, regulatory requirements, and evidentiary standards, including proper documentation and record retention.

Regulatory Compliance & Risk Oversight
- Stay current with regulatory developments, enforcement actions, and industry best practices to continuously enhance surveillance programs.
- Ensure surveillance frameworks align with global regulatory requirements (e.g., FINRA, SEC, FCA, and other regional regulators).
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📌 Senior Compliance Analyst (Noida)
🏢 Ameriprise India
📍 Noida