The Audit Executive role is integral to the Internal Audit function, ensuring
adherence to methodologies, regulations, and professional standards. The
successful candidate will drive quality assurance, regulatory compliance, and
governance, reporting to key stakeholders. This role is critical in maintaining
the bank's integrity and compliance with banking regulations.

RESPONSIBILITIES

* Conduct quality reviews of audit engagements, reports, and working papers to
ensure compliance with audit methodology and professional standards.
* Assess and monitor the adequacy, consistency, and completeness of audit
documentation and reporting, driving continuous improvement.
* Coordinate regulatory submissions, inspections, and information requests,
ensuring timely and accurate reporting.
* Monitor regulatory developments and align Internal Audit policies and
methodologies with applicable requirements.
* Maintain regulatory records and provide periodic updates to senior
management, the Audit Committee, and the Board.
* Drive continuous improvement initiatives in audit processes, methodology,



and
documentation standards.
* Ensure timely submission of regulatory reports, returns, and information
requests.
* Produce audit quality scores, assessment reports, and Internal Audit MIS
dashboards.
* Monitor regulatory compliance and governance, providing regular reports to
stakeholders.

QUALIFICATIONS

* Strong understanding of Internal Audit methodologies, IIA Standards, and
banking regulations.
* Knowledge of RBI guidelines, regulatory reporting, and governance
requirements.
* Excellent analytical skills, with proficiency in report writing and
stakeholder management.
* Proficiency in MIS reporting, data analysis, and audit management tools.
* Experience in the banking industry, with a focus on Internal Audit or
regulatory compliance.
* Ability to work independently and manage multiple tasks simultaneously.
* Excellent communication and interpersonal skills, with a team-oriented
appr

📌 Audit Executive-SUPPORT SERVICES-Internal Audit (Mumbai)
🏢 Kotak
📍 Mumbai