Place in the organization: KYC AML Analyst

Location Navi Mumbai, Vashi

Department Internal Audit & Compliance

Reports to Manager - Internal Audit & Compliance

Overview:
Compliance onboarding has been created to ensure our clients have the relevant AML checks, to meet our regulatory obligations. It is part of the Global Compliance Team.

This role is based in Mumbai and will include collaboration with our offices in Europe and Asia

Responsibilities:
Responsible for the delivery of KYC checks for the business, working closely with the Finance Team, Sales Team and other departments.
- Daily customer screening and Know Your Customer tasks, ensuring that policies and procedures are adhered to.
- Review and process alerts and live monitoring in accordance with procedures.
- Ensure Enhanced Due Diligence procedures are followed where necessary (e.g. PEPs).
- Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents.
- Transaction monitoring and fraud checks.
- Proactively review and work within company policies,



standard operating procedures, company and legislative updates to ensure you are working in line with best practice and business risk is minimised.
- Assisting with complaints handling for complaints made against the company, its members and/or its staff.
- Reviewing marketing materials, presentations, and websites to ensure compliance with regulatory requirements.
- Participate in other departmental projects as assigned from time to time.
- Participate in internal audit, ERM work and submitting report periodically.

Qualifications:
- Graduate or professionally qualified person preferred.
- Common sense, a commercial outlook and the ability to exercise sound judgement.
- The ability to work to tight timescales with a sense of urgency and high productivity.
- The ability to take direction and work independently, prioritise and multi-task in a fast-paced workplace.
- Team player who can absorb, understand, and

📌 Kyc Executive (Vashi)
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