Job Purpose -

Purpose of this role is to execute the Audit Strategy and Plan for Branch Audits covering all the key areas across sales, credit, operations, collections, risk management, compliance, finance & accounts, HR & admin, customer service, marketing, etc to assess adequacy and effectiveness of risk management and controls, and adherence to internal policies and procedures as well as applicable laws and regulations.

KRA's -

Key Result Areas

Supporting Actions

Development of Audit Strategy and Plan

Support in development of audit strategies for identification and assessment of various risks in Branches including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc., and current maturity level of controls in these functions.
Support in development of audit plans based on risk assessment and regulatory framework; ensure use of advanced integrated auditing concepts and extensive use of technology and data analysis for achievement of the audit objectives




To be part of specialised audit team for timely and quality execution of complex and specialised audit reviews covering all the key areas

Execution of Audit Strategy and Plan

Effective execution of the audit plan in accordance with the Policies, Procedures, Legal and Regulatory requirements, Internal Audit Standards, and leading best practices for proactive identification and remediation of various risks including Compliance risk, Legal risk, Fraud risk, Operational risk, Third party risk/Outsourcing risk, Liquidity risk, Financial risk, People risk, Reputational risk etc.
Conduct Branch audits to provide independent and objective assurance on the adequacy and effectiveness of risk management and controls, and adherence to or compliance with the internal policies, standards and procedures as well as applicable laws and regulations
Conduct thematic and specialised audit reviews to assess the adequacy

📌 Team Member (India)
🏢 ABC - Aditya Birla Housing Finance
📍 India