About Bullsmart
Bullsmart is a fin-tech company that uses technology to help young people start investing. We provide equal investment service opportunities for investors who have started on their investment path. We share cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors.
Our Values
· We provide equal investment service opportunities to beginners who can enjoy all our premier investment services.
· We offer abundant investment tools to guide investors to discover investment opportunities and make the decision the right decision.
· We deeply care about the growth of our investors. We wish to support them in understanding how to invest and foster their investment skills.
Job Summary:
We are seeking a meticulous and experienced Compliance Officer to ensure our operations strictly adhere to all regulatory requirements laid down by SEBI, Stock Exchanges, Depositories , and other governing bodies. The ideal candidate will have a deep understanding of capital market regulations, surveillance systems,
and back-office operations in CM, F&O;, and CDS segments.
Key Responsibilities:
· Ensure day-to-day compliance with SEBI regulations, circulars, and exchange/depository guidelines.
· Monitor and report suspicious transactions under Anti-Money Laundering (AML) guidelines.
· File periodic reports with regulatory authorities, including margin trading, financial disclosures, and KYC compliance updates.
· Submit System Audit Reports (SAR) and Annual Returns to respective exchanges in both digital and physical formats.
· Execute and report Bulk Deals to NSCCL.
· Activate and manage NEAT, TWS, CTCL, and IBT terminals for NSE, BSE, MCX-SX & USEIL.
· Calculate and report client margins/funding positions accurately to exchanges.
· Coordinate with internal teams to ensure margin trading clients submit necessary details pre-trade.
· Manage Pay-In and Pay-Out of funds for CM, F&O;, and CDS segments.
· Oversee Pay-In and Pay-O