About CIB Operations – US Settlements and Asset Servicing

Operations is an exciting and fast moving function. More than 10,000 employees work in Operations, across 17 countries and 30 cities, supporting millions of financial transactions, worth billions of pounds. We ensure that trades get to the right client and to the right account, at the right time, and cover the full spectrum of financial products, from bonds and equities to swaps and options.

The environment we operate within is continually changing and Operations plays a key role in driving market initiatives and regulatory changes. By ensuring we are ahead of competitors on these initiatives, Operations can help drive down costs and increase revenue.

Overall purpose of role The US Settlements and Asset Servicing Retained Team is responsible for:

- External & Internal Client Fail Management for Americas Securities
- Act as SME in assiting Third Party utilities remediate and resolve aged depot breaks and fails
- Managing the day-to-day performance of a Third Party Utility to ensure BAU processing for client and mitigating processing Risk
- Incident and Risk Event Management
- Serving as process subject matter expert and an escalation point for Internal and External Clients

Key Accountabilities

· Weekly, Monthly and Quarterly Performance Reporting to Senior Management

· Management of processing issues, risk events, KPI's and KRI's and mitigating risk

· Utility Relationship Management

· Day to day risk and performance management of the services provided by the Utility

Risk and Control:



All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Stakeholder Management and Leadership

· Co-Chair Service Delivery and Change Review Committee attended by Senior Management from Barclays and the Utility

· Escalation point of contact for internal and external clients regarding the Utility Performance to ensure a high level of service for all stakeholders

Decision-making and Problem Solving

· Risk management and mitigation

· Continual process improvement

· Prioritsation of Industry and Firm projects and initiatives

Risk and Control Objective

Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards

Essential Skills/Basic Qualifications:

- Basic Qualifications o BA or BS or equivalent experience o 3-5 or more years experience in Financial Services, supporting clients o 1-2 or more supervisory experience

Desirable skills/Preferred Qualifications:

o Demonstrated effectiveness managing and developing people o Proficient with Microsoft Office, in particular advanced Microsoft Excel and PowePpoint skills o Strong communication skills (oral and written) to be able to effectively communicate with multiple levels o Ability to multitask in a rapid-paced environment o Works collaboratively o Able to quickly identify Risk and Compliance Issues

Location: Pune

📌 Investment Banking (Pune)
🏢 Arminus
📍 Pune