06 Sep
|
JPMorganChase
|
Mumbai
06 Sep
JPMorganChase
Mumbai
Description
Are you looking for an exciting opportunity to join a dynamic and growing team in a rapid paced and challenging area? This is a unique opportunity for you to work in our team to partner with the Business to provide a comprehensive view.
As Governance Sr Associate within Risk Management & Compliance Office of Legal Obligations (OLO) and Legal & Regulatory Change Management (LRCM) Governance Team, you’ll support the Firm’s Compliance Risk Assessment (CRA) activities, facilitating validation and change management of Compliance Group to Legal Obligation alignment. You’ll provide oversite to the annual obligation data enrichment process, specifically for the activities completed by Compliance, Conduct & Operational Risk (CCOR). To be successful in your role you’ll partner with stakeholders across Risk Management & Compliance, Legal, Control Management, Technology and other line of business/corporate function teams.
Job Responsibilities
- Execute day-to-day CRA and OLO Tier II oversight activities, including Compliance Group to Legal Obligation review coordination, intake,
review and resolution of CRA change requests from Control Managers and other stakeholders, Consumer Regulatory Topic updates and Compliance Risk Theme tagging support
- Coordinate monthly CG-to-Legal Obligation review cycles, including preparing review files, tracking CG Lead dispositions, monitoring pending items, sending status updates and escalating aged or overdue responses in line with agreed target dates
- Review, investigate and remediate data quality issues, including duplicate mappings, incorrect Compliance Group assignments, out-of-scope determinations and items requiring CCOR Regulatory Assessment disposition
- Partner with Compliance, Legal, Control Management, Technology and Risk stakeholders to support taxonomy changes, Compliance Group creation, merge, split, retirement and inactivation activities in the Enterprise Library Application
Required qualifications, capabilities and
📌 RMC Governance Sr Associate (Mumbai)
🏢 JPMorganChase
📍 Mumbai