Description
HC Line Compliance - requires an Assistant Manager to join our team. The ideal candidate will play a crucial role in performing Line Compliance initiatives and monitoring for your assigned client area
Responsibilities
- Assist in preparation of critical documentation like Operations Standard Document (OSD), BISRA (Business Information Security Risk Assessment) etc. for assigned business/operations area.
- Implement controls in operational areas as defined by OSD, contractual requirements and other policies. Liaise with other corporate functions for implementation of EXL policies and procedures.
- Perform and design compliance/audit reviews for assigned business/operations area.
- Monitor risks & controls. Identify/report exceptions and action plans.
- Drive awareness and trainings on key risk and compliance aspects (L&D; trainings, corporate trainings and other external/internal trainings).
- Overall responsibility for ‘Compliance Self-assessment’ exercise.
- Facilitate timely closure of issues identified in internal/external audits/reviews.
- Coordinate internally with stakeholders for all internal review findings and drive action plan.
- Provide support to management during internal/external audits and assist in preparing for upcoming audits.
- Act as an independent reviewer and evaluation body to ensure that compliance issues/concerns within function area are being appropriately evaluated, investigated, and resolved.
- Proactively identify issues and reports the same as Self-Identified Audit Issues (SIAI) to management
- Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts.
Qualifications
A2 can apply for a lateral for a lateral movement: Minimum tenure of 12 months within current band
B1 can apply: Minimum tenure of 12 months within current band
Performance ratings of 3.5 or higher in last appraisal cycle
No warnings or pending disciplinary action
📌 Assistant Manager (Chennai)
🏢 EXL
📍 Chennai