06 Sep
|
Laverne Fintech
|
Vadodara
06 Sep
Laverne Fintech
Vadodara
Position Summary
We are looking for a detail-oriented and organised Back Office Compliance Executive to join our team. This role focuses on ensuring accurate documentation, regulatory compliance, and smooth processing of insurance-related operations for our Australian clients.
Key Responsibilities
Monitor and ensure compliance with AFSL licence obligations and regulatory requirements set by the Australian Securities and Investments Commission.
- Assist in maintaining and updating compliance policies, procedures, and internal controls.
- Maintain compliance registers such as breach register, complaints register, and conflicts of interest register.
- Assist in reviewing regulatory documents such as Financial Services Guides (FSG) and disclosure documents.
- Provide compliance support and guidance to internal teams and authorised representatives.
Job Types: Full time, Permanent
Work Location: In person
📌 Compliance Executive (Vadodara)
🏢 Laverne Fintech
📍 Vadodara