Equity Dealer (Kochi)

Equity Dealer (Kochi)

07 Sep
|
Prosperity services
|
Kochi

07 Sep

Prosperity services

Kochi

Company Description Prosperity Services is a wealth management firm based in Abudhabi/Dubai/Ahmedabad/Kochi focused on providing a boutique wealth management for HNI clients who seek expert support in managing and prioritizing their finances. Backed by experienced industry professionals, the company delivers insights and tailored action plans designed to stabilize, grow, and protect client wealth. Prosperity Services works with a diverse clientele, with high-net-worth individuals, to help them achieve financial freedom without needing to spend extensive time on daily monetary decisions. Its mission is to support clients in reaching their financial goals and dreams through customized strategies in protection planning, education planning, retirement, and estate planning. The firm is committed to offering peace of mind and long-term financial security throughout each client’s journey.

Role Description
Monitor client positions, margins, mark-to-market losses and trading limits.
Inform clients about market developments, corporate actions and research calls approved by the company.




Assist clients with trading platforms, order types and account-related queries.
Generate brokerage revenue while maintaining ethical sales practices.
Acquire new clients and activate dormant accounts, where applicable.
Maintain proper records of client instructions and dealer communications.
Coordinate with risk, RMS, operations, compliance and back-office teams.
Prevent unauthorised trades, front-running and misuse of confidential information.
Follow SEBI, exchange, KYC, AML and internal compliance requirements.
Escalate suspicious transactions, unusual trading activity and client complaints.
Meet assigned revenue, client-activation and service-quality targets
Monitor client positions, margins, mark-to-market losses and trading limits.
Inform clients about market developments, corporate actions and research calls approved by the company.
Qualifications
Candidates should possess solid knowled

📌 Equity Dealer (Kochi)
🏢 Prosperity services
📍 Kochi

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