Job Description
Contribute and point-out risks of the product/service during pre-planning work.
Prepare the control checklist required for the review for each regulatory and unregulated functions
Designing work programs and executing steps, meeting deadlines to evaluate compliance with rules and regulations.
Interacting with senior heads of business and compliance as part of scoping, control design assessment, reporting findings and offering solutions to address control gaps or enhance processes.
Formulate questions to be asked during walkthroughs and lead walkthroughs when called upon
Identify controls after attending a walkthrough, specifically those related to the risks noted
Provide rough drafts of issue documentation, identifying the significant parts required.
Define testing scripts, coordinate with respective development teams to run the same during the review process and evaluate the outcome along with the manager.
Valuable eye for detailing with respect to each product regulations and controls