Job Title: Legal and Compliance Associate
Department: Finance Department
Location: Thane
Reporting To: CFO

Job Summary:
Key Responsibilities:
Regulatory & Statutory Compliance:
- Ensure end-to-end compliance with the Companies Act, 2013, including filing of necessary returns, resolutions, and maintaining statutory registers.
- Ensure timely and accurate compliance with SEBI regulations including:
- ICDR (Issue of Capital and Disclosure Requirements)
- LODR (Listing Obligations and Disclosure Requirements)
- SAST (Substantial Acquisition of Shares and Takeovers)

Secretarial and Legal Due Diligence:
- Conduct detailed Secretarial Due Diligence and Legal Due Diligence for proposed transactions including acquisitions, mergers, and restructuring.
- Review corporate documents, agreements, board resolutions, and regulatory filings as part of diligence processes.
- Identify compliance gaps, potential liabilities, and recommend corrective actions.

Mergers & Acquisitions (M&A;) Compliance:
- Provide compliance support during M&A; activities including documentation,



statutory filings, coordination with regulatory authorities, and post-merger integration requirements.
- Liaise with external counsels and internal stakeholders to ensure legal and regulatory alignment in M&A; deals.

Initial Offering Process (IOP):
- Support the legal and compliance team in the Initial Public Offering (IPO) or other public offering processes.
- Assist with preparation of offer documents, interaction with regulatory bodies (e.g., SEBI, stock exchanges), and ensure legal readiness for the offering.

Liaison & Advisory:
- Liaise with external regulatory authorities, consultants, and legal advisors on compliance matters.
- Advise internal stakeholders on legal and compliance requirements for business activities, contracts, and corporate actions.

Documentation & Reporting:
- Maintain accurate compliance records, trackers, and reports for audits and internal controls.
- Prepare compliance checklists, s

📌 Legal and Compliance Associate (Thane)
🏢 Supremus Angel Pvt.Ltd.
📍 Thane