Hiring for an Asset Management Company || Mumbai

About the Company:
We are at the forefront of financial innovation, providing tailored investment solutions that empower our clients to achieve their financial goals. As a rapidly growing firm based in Mumbai, we pride ourselves on our commitment to excellence, transparency, and compliance.

About the Role:
We are currently seeking a dedicated and skilled Legal Manager specializing in Regulatory Compliance to join our dynamic team. This is an exciting opportunity for a professional who is eager to contribute to a vibrant culture while navigating the complexities of the regulatory landscape.

Responsibilities:
Develop and implement compliance policies and procedures that align with regulatory requirements and industry best practices.
Conduct thorough compliance audits and assessments to identify potential risks and ensure adherence to legal standards.
Provide expert legal advice on regulatory issues, including but not limited to investment regulations, corporate governance, and data protection.




Collaborate with various internal teams to ensure compliance across all business operations and processes.
Monitor changes in regulations and assess their impact on the company’s operations, advising senior management accordingly.
Prepare and submit regulatory filings, reports, and documentation as required by local and international authorities.
Facilitate training sessions for staff on compliance matters, fostering a culture of integrity and accountability.
Act as the primary point of contact for regulatory bodies and manage communications effectively.

Qualifications:
Bachelor’s degree in Law (LLB) and a Company Secretary (CS) qualification.
A minimum of 2-4 years of experience in regulatory compliance within the financial services or investment sector.
Solid understanding of relevant regulatory frameworks and compliance standards.
Excellent analytical, problem-solving, and organizational skills.
Ability to communicate comp

📌 Legal Manager (Mumbai)
🏢 CA Monk
📍 Mumbai