Role Description

A Position Overview

Position Title

Senior Manager - Compliance

Department

Compliance

Level/Band

501

Location

HO-Thane

Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory requirements. Review of controls to comply with various regulatory requirements.

B Organizational Relationships

Reports To

Assistant Vice President – Compliance

Supervises

Compliance Assurance

C Job Dimensions

Geographic Area Covered

Pan India

Stakeholders Internal

All functions

D Key Result Areas

Regulatory Compliance & Review / Testing

Work On

Compliance KPIs and testing the controls
Thematic reviews
Regulatory Compliances:



Review of implementation of recent regulations and testing thereof.
IRDAI Mock Inspection reviews and data collation and verifications
Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
Any other time bound assignments related to regulatory compliance monitoring.

Incumbent Characteristics

Essential

Desired

Qualification

CA

MBA

Experience

7+ years

Experience in audit, Compliance reviews and testing, Actuarial process reviews, Finance process reviews

📌 Senior Manager (Mumbai)
🏢 TATA AIA LIFE INSURANCE
📍 Mumbai