07 Sep
|
Laverne Fintech
|
Vadodara
07 Sep
Laverne Fintech
Vadodara
Position Summary
We are looking for a detail-oriented and organised Back Office Compliance Executive to join our team. This role focuses on ensuring accurate documentation, regulatory compliance, and smooth processing of insurance-related operations for our Australian clients.
Key Responsibilities
Monitor and ensure compliance with AFSL licence obligations and regulatory requirements set by the Australian Securities and Investments Commission.
Assist in maintaining and updating compliance policies, procedures, and internal controls.
Maintain compliance registers such as breach register, complaints register, and conflicts of interest register.
Assist in reviewing regulatory documents such as Financial Services Guides (FSG) and disclosure documents.
Provide compliance support and guidance to internal teams and authorised representatives.
Job Types: Full time, Permanent
Work Location: In person
📌 Compliance Executive Vadodara
🏢 Laverne Fintech
📍 Vadodara