About M&G; India

We are M&G; India, the strategic innovation and digital hub for M&G.; Established in 2003, we have offices in Mumbai and Pune.

Our teams work closely with colleagues across the Group worldwide to drive transformation, build digital capability, and support sustainable growth. By leveraging technology, AI, automation, and process excellence, we bring new ways of thinking to improve outcomes for both customers and colleagues.

Grounded in a vibrant culture with solid foundations, we are central to how M&G; is transforming as a business.

About M&G;

Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions.

Our two distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment and savings solutions.

Through telling it like it is, owning it now,



and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent.

Job Description

Job Title: Head - Investment Compliance & Controls Monitoring

Job Function: Asset Management

Job Sub Function: Controls Office

Reports to: Director – Asset Management

Location: Mumbai

Business Area: Asset Management

Overall Job Purpose

The Head of Investment Compliance is a senior leadership role accountable for Controls Monitoring, Market Abuse Monitoring and covering the end-to-end investment compliance capability. The capability includes client mandate interpretation, rule coding, pre- and post-trade monitoring, breach management, governance reporting, and continuous control enhancement across portfolios/funds managed by the Asset Management business.

Operating within the Global Controls Monitoring capability in the COO/Global Controls environment, the role provides strategic direction, ov

📌 Head - Investment Compliance & Controls Monitoring (Mumbai)
🏢 M&G India
📍 Mumbai