The RMS Executive is responsible for monitoring client trading activities, managing risk exposure, ensuring compliance with exchange regulations, and preventing margin shortfalls. The role involves real-time monitoring of trades and taking appropriate risk control actions.
Key Responsibilities
Monitor client trading activities in real-time to control market and credit risk.
Ensure clients maintain required margin as per exchange norms (e.g., National Stock Exchange of India and BSE Limited).
Track margin utilization, exposure limits, and MTM losses.
Square off positions in case of margin shortage or risk limits breach.
Coordinate with dealers and clients for margin calls.
Maintain risk parameters in RMS software for different segments (Equity, F&O;, Currency, Commodity).
Monitor intraday and positional risk.
Ensure compliance with guidelines issued by Securities and Exchange Board of India (SEBI)
and exchanges.
Generate and maintain risk reports and MIS reports.
Handle client limit updates and margin approvals as per company policy.
Required Skills:
Positive understanding of equity, derivatives (F&O;), and margin concepts:
Knowledge of VaR, ELM, Span Margin, Exposure Margin:
Ability to work in rapid-paced trading environment:
Solid analytical and decision-making skills
Knowledge of RMS systems like Omnesys / NOW / ODIN / NEST
Educational Qualification
Graduate / Post Graduate (B. Com, M. Com, MBA Finance preferred)
Experience
3 - 5 years’ experience in stock broking / capital market RMS or dealing desk.
Key Attributes
High attention to detail
Quick decision-making ability
Ability to handle market pressure
Strong communication skills