Manager – Legal & Compliance: the role requires a strong focus on fund compliance, investment documentation and transaction due diligence: Desired Profile - 5–8 years of relevant experience in legal, compliance, secretarial, transaction or investment-related roles.

- Experience with VC/PE funds, AIFs, investment transactions or financial services.
- Experience drafting, reviewing and negotiating investment documentation such as term sheets, SSA, SHA/SSHA and definitive agreements
- Experience coordinating with external legal counsel and multiple stakeholders during transaction execution
- Experience managing compliance calendars, filings, statutory records and preparing periodic compliance reports
- Experience conducting legal, corporate and secretarial due diligence on prospective investments
- Robust understanding of corporate, SEBI/AIF and transaction documentation requirements.
- Strong drafting, documentation, coordination and stakeholder management skills.
- Detail-oriented, process-driven and capable of independently managing multiple workstreams.

Key Responsibilities Fund Compliance o Coordinate with Fund Ops team and advisors to ensure timely and accurate compliance with applicable fund, regulatory and statutory requirements. o Monitor compliance calendars, filings, registers, records and statutory requirements. o Support compliance with SEBI/AIF regulations and applicable corporate, tax and regulatory requirements.

Portfolio Investment

Documentation - Draft, review and negotiate investment documentation including Term Sheets, SSA,



SHA/SSHA and other definitive agreements.

- Coordinate with external legal counsel and stakeholders through documentation and execution.
- Maintain and manage the fund’s investment documentation repository. Legal & Secretarial Due Diligence - Coordinate and conduct legal, corporate and secretarial due diligence on prospective investments.
- Review corporate records, statutory filings, shareholding, material contracts and other relevant documentation.
- Identify key legal, regulatory and documentation risks and escalate issues appropriately. Investment & Transaction Support - Support the investment team through transaction execution, including conditions precedent, closing documentation and post-closing requirements.
- Track completion of legal, regulatory and documentation requirements for investments.
- Coordinate with portfolio companies, founders, legal counsel and other advisors. Corporate & Governance Compliance - Support compliance and secretarial requirements of the fund, investment manager and related entities.
- Coordinate with company secretaries, auditors, legal advisors and other external professionals.
- Maintain statutory and governance records and support board/shareholder processes.

Compliance

Monitoring & Reporting - Develop and maintain compliance trackers, checklists and documentation systems.

- Ensure timely identification, escalation and closure of compliance issues.
- Prepare periodic compliance reports and updates for senior management.

📌 Manager - Legal & Compliance (Mumbai)
🏢 IndusBridge Ventures
📍 Mumbai