08 Sep
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Tipsons Group
|
India
08 Sep
Tipsons Group
India
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- Ensured compliance with regulations set by SEBI and relevant exchanges.
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- Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
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- Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
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- Updated Board and management on changes in SEBI regulations and implemented recent compliance provisions.
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- Collaborated with all departments on a daily basis to align compliance activities with internal policies.
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- Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
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- Maintained accurate records of compliance activities for audits and regulatory correspondence.
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📌 Compliance Executive (India)
🏢 Tipsons Group
📍 India