Control and Compliance - AVP D1

Location-Pune, India

Experience-15–20 years

Responsibilities

- Overall ownership of Policies, Risk, Control, and Compliance
- Define control strategy for Iris (transition → steady state)
- Final authority on control effectiveness and remediation
- Board‑level and Audit Committee reporting
- Sponsor transformation and agent‑enabled controls
- Ensure zero dilution of statutory accountability
- Leading a team Senior Managers to ensure that overall control effectiveness of all tower PTP, OTC, RTR, Treasury and FP&A.; Deliver all contractual client requirements from controls and controllership
- Lead the retained enterprise controls governance team and coordinate with process GPOs, Service Management, Supplier control leads and Controllership stakeholders to maintain control effectiveness across all in-scope towers.
- Customer Relationship Management -Manage customer relationship and liaise with the client for ensuring alignment on process related activities,



changes in process and identifying opportunities control effectiveness
- Act as a point of escalation for critical/ complex service issues and Manage Risk & compliance
- Prioritize controls backlog across process towers.
- Approve control simplification and automation initiatives.
- Sponsor AI-enabled preventive controls.
- Define future-state continuous control monitoring framework
- Serve as primary retained interface for supplier control leaders.
- Hold supplier accountable for control execution and evidence quality.
- Approve remediation plans for material control failures
- Govern financial integrity across ICFR, SOX, Accounting Policy Compliance, Financial Reporting Integrity and Regulatory Compliance.
- Chair Controllership Committee, Escalate material risks to SteerCo.
- Interface with CFO, Controllers and External Auditors.

📌 AVP (Pune)
🏢 Wipro
📍 Pune