Compliance Associate Mumbai

Compliance Associate Mumbai

08 Sep
|
Third Bridge
|
Mumbai

08 Sep

Third Bridge

Mumbai

Position Overview
At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge s Content department to join our Compliance team in Mumbai.
Third Bridge content involves an array of interview formats with industry experts and transcripts of those interactions are made available to our clients through our portal. This is a quick-paced role with a focus on problem solving, attention to detail, stakeholder engagement and results to ensure that content is compliant with legislative and regulatory requirements, as well as with our internal policies.

Responsibilities
Reviewing and approving the proposed subject matters of interviews and experts
Reviewing and approving interview transcripts, specifically to identify confidential information and any potentially inappropriate content
Working with in-house analysts to finalize content for publication ensuring compliance with internal processes and procedures
Answering day-to-day compliance queries from business units and clients




Delivering compliance training to current and existing employees
Working on ad-hoc projects as directed by management

Skills
Organized with excellent attention to detail for proofreading and identifying compliance issues
Excellent oral and written English communication skills
Ability to understand and interpret complex financial concepts from a compliance perspective
Ability to develop robust working relationships across the organization, working with all levels and all offices globally

Qualifications
Bachelors Degree with 2 to 3 years of relevant experience within compliance
Previous compliance experience within financial services highly desirable but not essential

Working Hours:
Please note there are two roles available to predominantly support the UK and US offices.
This role will be fully remote and working hours will be 6.30pm to 3.30am IST or as adjusted to support 9am-6pm E

📌 Compliance Associate Mumbai
🏢 Third Bridge
📍 Mumbai

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