5 - 7 Years
1 Opening
Chennai

Role description:
Who we're looking for Senior Analyst - EMEA/APAC

Role Overview

The Portfolio Compliance Violation Monitoring Team, based in Chennai, is the team responsible for Investment Restriction compliance management, ensuring effective pre and post trade mandate restriction monitoring and onboarding - covering a wide range of products including (but not limited to) Equity, Fixed Income, Multi Asset, Solutions, QEP, EMD/Commodity and Property via our monitoring systems - predominantly Aladdin.

As a Senior Analyst, you will play a critical role in delivering a robust control setting and supporting Investment Teams to ensure effective pre

What you'll do
Work within a team responsible for Investment Restriction Compliance Management: violation oversight, onboarding and query resolution.
Deliver and oversee the daily review of overnight violation monitoring; escalate and follow through issues appropriately.




Work with Investment desks / Product / Client Executives across all asset classes on investment guidelines related matters and issues. Providing advice and assisting pre-trade violation overrides.
Help maintain broker and ready to trade coding in Aladdin and assist Trading Desks with initial queries and escalations.
Deliver mandate investment guideline on-boarding and change activities, supporting initial impact assessments and implementation of controls onto the Aladdin platform suitable to your level of experience. Review the coding changes done by other team members.
Support source document processing, identification, capture and fulfilment of commitments. These will be sourced from IMAs, regulations or internal teams etc.
Collaborate with customer teams and external vendors to implement consistency, best practice and enhance the control setting.
Resolve queries received and deliver regular tasks to high standard and delivered within agreed service levels, continuously ensuring a robust and effi

📌 Associate Iii Chennai
🏢 UST Global
📍 Chennai