Key Responsibilities

Strategy

Awareness and understanding of the Group’s business strategy and model appropriate to the role.

Business

Knowledge of Custody operations, Securities Settlements, Corporate Actions, Financial Market Operations.
Knowledge of Agent banking, Sub Custody operations and clearing will be an added advantage.

Processes

To authorize and control the dispatch of the outgoing messages related to Corporate Action in CAPE.
To notify the client of any Corporate Action event by means of SWIFT / Fax / e-mail / S2B or any other mechanism as may be specified in the DOI.
To authorize responses to sub-custodians on the option being exercised based on the response received from the clients and to debit / credit the clients account for disbursement processing.
To authorise proper collection and disbursement of resultant entitlements from corporate action events.
To authorise vouchers or Swift messages for Transfer of funds from and to Nostro accounts and transfer of funds across accounts based on the underlying instructions.




To perform investigation of all types of breaks relating to Cash and Securities and all other Inventory reconciliation outstanding / exceptions relating to Corporate Actions
Ensure all timelines are met with accuracy as per agreed SLA.
Managing the team members effectively, knowledge sharing among team members & developing individual skills of all team members.
Process training to new joiners, regular updates on the process change and incorporation of the changes in DOI.
Ensure a continual drive towards automated control processes.
Ensure proper functioning of day-to-day controls, periodic monitoring of activities and timely resolution of risk issues.
To ensure successful completion of BCP/DR test at required frequencies.
To escalate issues as they occur and coordinate communication to senior stakeholders.
Manage the performance and development of staff across the unit.
Co-ordinate various testing in respect of current application and pr

📌 Senior Specialist (Bengaluru)
🏢 Standard Chartered India
📍 Bengaluru