Key Responsibilities:

- Conduct KYC verification for new and existing clients as per SEBI, Exchange, and internal compliance requirements.

- Perform Account Opening Form verification to ensure completeness and accuracy of client details.

- Handle Account Opening procedures for trading and demat accounts.

- Verify and upload client details through CVL KRA and CKYC platforms.

- Review and validate client documents such as PAN, Aadhaar, address proof, and bank details.

- Ensure all client data is accurate, complete, and updated in the system.

- Conduct periodic KYC reviews and ensure timely updates.

- Escalate discrepancies, incomplete documentation, or suspicious accounts to the Compliance Manager.

- Coordinate with Sales, Operations, and Compliance teams for smooth client onboarding.

- Maintain proper documentation and audit-ready records.

- Stay updated with SEBI,



NSE/BSE, and AML/KYC regulations.

Qualifications & Skills:

- Bachelors degree in Commerce, Finance, Business Administration, or a related field.

- 1-3 years of experience in KYC, client onboarding, or compliance (preferably in a broking or financial services firm).

- Knowledge of SEBI and Exchange KYC norms.

- Solid attention to detail and accuracy.

- Proficiency in MS Excel and documentation management.

- Good communication and coordination skills.

Key Attributes

- Integrity and confidentiality in handling client data.

- Strong analytical and problem-solving ability.

- Ability to work independently and meet deadlines.

📌 KYC Associate (Vadodara)
🏢 A C Agarwal Share Brokers
📍 Vadodara