GBM - Prime Brokerage & Client OPs – Analyst

( Global Banking & Markets: Prime Operations: Prime Brokerage & Clearing Ops )

Our Impact

Prime Brokerage &

• Clearing Operations provides clearing, execution and custody services for all major products across over 75 exchanges. Clients include hedge funds, asset managers, governments, corporates, broker dealers, Client franchise traders, other professional investors and market markers. Operations teams supporting the Prime Brokerage and Clearing business are responsible for providing centralized securities clearing and settlement, managing cash inflows and payments, and maintaining the accuracy of clients' positions and transactions.

The Prime

Brokerage &

• Clearing Operations consists of three functional teams, namely, Middle Office, Control &

• Custody Services.

Prime

Brokerage &

• Clearing Operations globally is in London, Jersey City, Salt Lake City, Singapore and Bengaluru. The department's key priorities are to mitigate risk, provide exceptional client service and drive strategic change.

Skills The position available is with the Prime Brokerage & Clearing Operations team. The reporting line is to a Team Manager as first line management, with further supervision by the Vice President.

Key stakeholders and interactions will be with Client Trading and Sales Desks, Client Services Group, Engineering and Operations Teams, Credit, Legal, Compliance and external counterparties.

The following tasks give an overview of what is required day to day:

- Developing and maintaining strong relationships with all stakeholders – Business, Engineering, Operations and Credit. Actively engage, partner and drive changes, provide excellent service and support.
- Delivering transactions in agreed timeframes, as per SLA's whilst improving quality of processing, reducing errors and inculcating the zero-error culture.




- Process payments, journals and securities movements in accordance with Firm guidelines
- Monitoring and resolving trade management exceptions by interacting with clients, brokers & other Ops teams.
- Effective pre-matching & fails management tasks to ensure timely settlement of trades with counterparties.
- Investigating and resolving discrepancies of positions (cash and securities) in the firm's books and records.
- Demonstrate effective client service by dealing with client queries with utmost sensitivity & urgency.
- Effective escalation on critical & high value breaks to senior management.
- Provide technical expertise related to the implementation of new processes, global consistency, risk management, efficiency, and technology convergence initiatives among other projects.
- Completing and overseeing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed.
- Acting as a change agent solving problems at root cause whilst also taking / making opportunities to automate flows.

Education: Graduation / Post Graduation For workers in the United States, PrideGlobal and it's affiliates offers eligible employee’s comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), 401(k)-retirement savings, life & disability insurance, an employee assistance program, legal support,



pet insurance and employee discounts with preferred vendors.

Equal Employment Opportunity

PrideGlobal and it's affiliates are an equal chance employer. We do not discriminate on the basis of the race, religious creed, color, national origin, ancestry, physical disability, mental disability, reproductive health decision making, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, veteran or military status, or any other characteristic protected by applicable federal, state, or local law.

Fair Chance Employment

PrideGlobal and it's affiliates are a Fair Chance employer. We consider all qualified applicants, including those with criminal histories, in a manner consistent with applicable state and local Fair Chance laws and ordinances, including, the California Fair Chance Act and all applicable local Fair Chance ordinances.

Accommodations

We are committed to providing reasonable accommodations to applicants and employees with disabilities. If you require a reasonable accommodation to participate in the application or interview process, or to perform the essential functions of this role, please contact us.

Only applicable for San Francisco Candidates: Under the San Francisco Lactation in the Workplace Ordinance, we will provide written notice of lactation accommodation rights, and this notice will automatically be given upon hiring, any inquiry of parental leave or lactation accommodation.

Only applicable for Kentucky positions: For this type of employment, state law requires a criminal record check as a condition of employment. This applies to direct care staff (Examples: RN, LPN, Nurse Aides, Therapists) referred to Kentucky nursing facilities, assisted living communities, or long-term care facilities, in accordance with KRS 216.793.

📌 Job #35815835-GBM - Prime Brokerage & BD OPs - Analyst (Bengaluru)
🏢 Russell Tobin
📍 Bengaluru