Inspection & Enforcement - Broking / Exchange (Mumbai)

Inspection & Enforcement - Broking / Exchange (Mumbai)

09 Sep
|
Techno Placements
|
Mumbai

09 Sep

Techno Placements

Mumbai

Experience in dealing with regulator/enforcement agencies like SEBI, EOW, & CBI. obtain clarification & details if required from the Onsite Inspection team.Should be able to interpret circulars/guidelines issued the SEBI/Exchange on a regular basis

Required Candidate profile

Observe members respond to LO cum SCN receive further clarification if necessary & prepare response analysis & agenda along with summary of approval note based on Letter of Observation Member reply

Perks and advantages

PF, Gratuity, Performance based Bonus, Insurance

📌 Inspection & Enforcement - Broking / Exchange (Mumbai)
🏢 Techno Placements
📍 Mumbai

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