Experience in dealing with regulator/enforcement agencies like SEBI, EOW, & CBI. obtain clarification & details if required from the Onsite Inspection team.Should be able to interpret circulars/guidelines issued the SEBI/Exchange on a regular basis
Required Candidate profile
Observe members respond to LO cum SCN receive further clarification if necessary & prepare response analysis & agenda along with summary of approval note based on Letter of Observation Member reply