- Depository Participant Operations for NSDL o KYC account opening process, KRA, CKYC o Creation of Client UCC in all exchanges,
- Settlement of exchange funds / securities pay-in pay outs, margins, for NSE, BSE.
- Trade processing, stock reconciliations, reporting of funds, holdings on daily, weekly / monthly uploads,
- Ensuring compliance requirements as per SEBI Regulations.
- Implementation of internal controls and process to smoother operations
- Co-ordinate with and support the Compliance Manager
with all relevant information and audits/ queries.
- Co-ordinating with Back-office vendor to resolve system.
- Interacting with clients for resolving queries/ reporting etc.
- Inter-department co-ordination.
Preferred candidate profile We are looking for an experienced qualified with 2-4 years of experience in the relevant field.Only candidates with work experience in a SEBI registered Broking entity will be considered.
Experience
- Graduate with 2+ years of experience in a SEBI registered Broking entity
- NISM VI certification holder
- Working Knowledge of Excel, Word and back-office software is required
- Knowledge of SEBI regulations around broking entities
Personality traits
- Your key traits are integrity, credibility, and commitment
- You are detail oriented and understand that compliance is of paramount importance
- You have an eye for process improvements and are organized with attention to detail