Key Responsibilities:

Regulatory Compliance & updates: Keep stakeholders aware of and ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies.
Policy Development: Oversee the creation, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards.
Business and Product Compliance: Review compliance products and process/journey flows as per regulatory requirements, and coordinate with assigned function departments to ensure business decisions are aligned with regulatory expectations
Risk Assessment and compliance testing: Conduct regular risk assessments and compliance testing to identify potential compliance risks and develop mitigation strategies to prevent violations. Implement and maintain effective internal control systems to ensure compliance with internal policies and external regulations.
Reporting and Monitoring:



Implement robust monitoring and reporting mechanisms to track compliance activities including through compliance tool, report violations, and recommend corrective actions, and ensure timely resolution, reporting, and communication to relevant stakeholders.
External Relationships: Assist in attending to queries from regulatory agencies, facilitating inspections and examinations as required.
Senior Management Reporting: Formulating updates for regularly report compliance performance and issues to the senior management and the Board of Directors, highlighting areas of concern and improvement.
Training and Awareness: Establish and maintain a compliance training program for employees at all levels, ensuring they are well-informed about compliance requirements and expectations.
Monitoring Industry Trends: Stay informed about emerging trends, best practices, and changes in regulatory requirements within the NBFC and banking industry.

Interested

📌 Regulatory Compliance Manager (Gurugram)
🏢 BharatPe Capital
📍 Gurugram