Role & responsibilities

Domain Knowledge:

- Investment Banking / Wealth Management

- Corporate Actions

- Trade Settlements

- Middle Office

- Basic Back Office Operations

Key Skills &

- Responsibilities:

- Control Testing &
- Assurance

- Execute periodic control testing across Middle Office and Back Office Operations

- Validate design and operating effectiveness of key controls

- Assess preventive, detective, and corrective controls

- Perform sample testing and evidence reviews

- Identify control deficiencies and document findings

- Monitor control exceptions and remediation

- Operational Risk Management

- Internal Controls Framework

- Regulatory Compliance

- Risk Assessment and RCSA

- Root Cause Analysis

- Incident Management

- Governance &

- Controls

- Audit &

- Assurance

- Prepare control testing reports and management dashboards

- Track remediation actions and closure status

- Produce KPIs, KRIs, and risk metrics

- Stakeholder management with Middle Office, Back Office,



Compliance, and 3LOD teams

- Support audit and regulatory activities

- Maintain evidence repositories and testing documentation

- Data analytics for control breaches, regulatory exceptions, rogue trading indicators, fraud patterns, and unusual transactions

Required Skills:

- Operational Risk Management

- Internal Controls Framework

- Control Testing Methodologies

- Regulatory Compliance

- Audit &
- Assurance

- Risk Assessment

- Root Cause Analysis

- Incident Management

- Governance &

- Controls

- Advanced Excel

- Dashboards and Analytics Tools

- Stakeholder Management

- Analytical Thinking

- Problem Solving

- Communication &

- Presentation

- Attention to Detail

- Ability to challenge constructively

- Self-driven with end-to-end ownership

Preferred candidate profile

📌 Controls Testing Professional (Bengaluru)
🏢 Seikor Group
📍 Bengaluru