a. Key Responsibilities

- AIF Operations: Manage day-to-day operations of AIFs, including investor onboarding, subscriptions, capital calls, distributions, redemptions, and fund-related documentation.
- Regulatory Compliance: Ensure compliance with applicable SEBI AIF Regulations, circulars, guidelines, notifications, and other regulatory requirements.
- Compliance Monitoring: Maintain the compliance calendar, track regulatory timelines, identify compliance gaps, and ensure timely closure of compliance requirements.
- Regulatory Filings & Reporting: Coordinate and ensure timely and accurate submission of applicable SEBI, RBI, FIU, FATCA/CRS, MCA and other regulatory reports and filings.
- KYC & AML Compliance: Oversee investor KYC, AML checks, UBO verification, sanctions screening, and ongoing due diligence as applicable.
- Fund Documentation: Maintain and monitor AIF-related documents including PPM, contribution agreements, investor records, registers, declarations and other statutory records.
- Audit & Inspection: Coordinate with internal/statutory auditors, fund administrators, legal advisors and regulators and support regulatory inspections and audits.
- Fund Governance: Assist in Investment Committee, Trustee/Board/Designated Partner meetings, preparation of agendas/minutes, and implementation of governance-related actions.
- Regulatory Updates: Monitor changes in SEBI and other applicable regulations and communicate relevant updates and action points to management and concerned teams.
- Stakeholder Coordination: Work closely with fund managers, investors,



fund administrators, legal advisors, auditors, trustees and internal teams to ensure smooth operations and regulatory compliance.

b. What We're Looking For
- Graduate/Postgraduate in Finance, Commerce, Accounting, Law, Business Management or a related field.
- Mandatory: NISM-Series-III-C – Securities Intermediaries Compliance (Fund) Certification for the Compliance Officer role.
- Additional applicable NISM certifications as required based on the individual's role and responsibilities under applicable SEBI requirements.
- Professional qualifications such as CA / CS / CMA / LLB / MBA (Finance) will be preferred.
- 3–5 years of relevant experience in AIF operations, fund administration, compliance, private equity, wealth management, investment management or financial services.
- Strong understanding of SEBI AIF Regulations, AML/KYC, FEMA, fund operations, regulatory reporting and compliance processes.
- Solid attention to detail with excellent documentation, analytical and coordination skills.
- Ability to independently manage compliance timelines and work effectively with multiple internal and external stakeholders.

c. Why Join Us
- One of India's fastest-growing independent wealth distribution platforms
- Access to 50+ AMCs, top PMS/AIF managers, and leading insurance partners
- Robust technology platform — CRM, research tools, and client reporting
- Dedicated operations and compliance support so you can focus on clients
- Transparent, industry-leading payout structure with trail income potential

📌 AIF Operations & Compliance (Surat)
🏢 Mehta Wealth
📍 Surat