Control and Compliance - AVP D1

Location-Pune, India

Experience-15–20 years

Responsibilities
Overall ownership of Policies, Risk, Control, and Compliance
Define control strategy for Iris (transition → steady state)
Final authority on control effectiveness and remediation
Board‑level and Audit Committee reporting
Sponsor transformation and agent‑enabled controls
Ensure zero dilution of statutory accountability
Leading a team Senior Managers to ensure that overall control effectiveness of all tower PTP, OTC, RTR, Treasury and FP&A.; Deliver all contractual client requirements from controls and controllership
Lead the retained enterprise controls governance team and coordinate with process GPOs, Service Management, Supplier control leads and Controllership stakeholders to maintain control effectiveness across all in-scope towers.
Customer Relationship Management -Manage customer relationship and liaise with the client for ensuring alignment on process related activities,



changes in process and identifying prospects control effectiveness
Act as a point of escalation for critical/ complex service issues and Manage Risk & compliance
Prioritize controls backlog across process towers.
Approve control simplification and automation initiatives.
Sponsor AI-enabled preventive controls.
Define future-state continuous control monitoring framework
Serve as primary retained interface for supplier control leaders.
Hold supplier accountable for control execution and evidence quality.
Approve remediation plans for material control failures
Govern financial integrity across ICFR, SOX, Accounting Policy Compliance, Financial Reporting Integrity and Regulatory Compliance.
Chair Controllership Committee, Escalate material risks to SteerCo.
Interface with CFO, Controllers and External Auditors.

📌 Avp Pune
🏢 Wipro
📍 Pune