Duties and Responsibilities include but are not limited to the following:
Pre-Transaction Monitoring
Pre-Transaction Monitoring
Querying with the clients, for the necessary documents as proof of actual trade for which payments are uploaded.
Execution of Inward/Outward payments with proper Web Due Diligence on Remitter and Beneficiary (Consignee if involved)
Coverage of full range of AML activities from Transaction Monitoring to Investigations
Performing background screening checks on associated parties for the outward/inward payments processing using, Lexis Nexis, Ofac sanction list etc.
Maintain a current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practice, criminal typologies and developing trends
PEP and Sanction list screening - Screen individuals and entities against global sanction lists issued by OFAC, UN and other international and domestic government agencies
Ensure productive identification and monitoring of suspicious activities and transactions.

Client On-Boarding




Coordinate the end-to-end onboarding of current clients, ensuring a smooth transition from sales to active account status.
Collect, review, and verify all required Know Your Customer (KYC) and Anti-Money Laundering (AML) documentation in accordance with regulatory requirements.
Ensure accurate data entry and maintenance of client records in our system
Liaise with internal teams (AML/CFT Compliance Risk,) to resolve documentation or approval delays and ensure timely activation of client accounts.
Act as the main point of contact for recent clients during the onboarding phase, providing timely updates and managing expectations.
Prepare onboarding packs and ensure all agreements and service-level documents are properly signed and stored.
Continuously assess the onboarding process for inefficiencies or risk exposures and suggest improvements.
Maintain robust knowledge of applicable financial r

📌 Executive Compliance Customer Service Kanpur
🏢 Harbour and Hills
📍 Kanpur