09 Sep
|
Tipsons Group
|
Sabarmati River
09 Sep
Tipsons Group
Sabarmati River
Job Description
Ensured compliance with regulations set by SEBI and relevant exchanges.
Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
Updated Board and management on changes in SEBI regulations and implemented current compliance provisions.
Collaborated with all departments on a daily basis to align compliance activities with internal policies.
Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
Maintained accurate records of compliance activities for audits and regulatory correspondence.
📌 Compliance Executive Sabarmati River
🏢 Tipsons Group
📍 Sabarmati River