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Business Description:
This apprenticeship is designed for a graduate or early-career professional (0–2 years’ experience) who wants to build practical expertise in Asset Management compliance and India’s regulatory framework. The role supports the Compliance function by helping the team monitor, assess, and improve adherence to regulatory requirements (including SEBI Mutual Funds and SEBI Portfolio Managers Regulations, plus other applicable rules) and internal policies.
The role is to support AMIN Compliance team on their day-to-day compliance advisory activity, including but not limited to:

Assist with maintaining compliance trackers, and evidence repositories (e.g., monitoring actions, issues, and attestations),



preparing documentation for internal governance forums and routine compliance reporting. It will also include supporting the scheduling and coordination of compliance activities (training, monitoring, reviews, and meetings).
Support execution of compliance monitoring plans by gathering data, performing basic checks, and documenting results. It will also include tracking remediation actions and follow up on open items with relevant stakeholders.
Stakeholder and regulatory liaison - Assist with engaging internal stakeholders on compliance related matters, including interaction support for auditors where required.
Regulatory filings, submissions and inspections - Support timely regulatory filings and data submissions; help coordinate responses for regulatory inspections and local audit requirements. Assist in the coordination and timely resolution of investor complaints escalated by the regulator. Support employees dealing chec

📌 Compliance Advisory (Mumbai)
🏢 HSBC Global Services
📍 Mumbai