Compliance Officer (Gandhinagar)

Compliance Officer (Gandhinagar)

10 Sep
|
Nuvama Group
|
Gandhinagar

10 Sep

Nuvama Group

Gandhinagar

Job description

Role & responsibilities

Handling Board Meeting and General Meeting matters including notice, agenda, agenda notes and minutes.
Maintaining statutory registers including register of members, register of directors and KMPS etc.
Ensure timely filing of ROC filings based on periodic and event-based transactions.
Handling stock exchange related filing of returns and reports as prescribed by the exchange / IFSC Authority.
Filing of MPR, SERF, DSPF, APR etc. as may be required under SEZ Act;
To monitor and comply with the regulatory amendments, circulars, notifications, rules as may be issued by the regulator.
Liaison with internal auditor, statutory auditor, internal and external stakeholders
Ensure that each regulation is properly understood and evaluate impact on existing process and foresee impact on recent processes.

📌 Compliance Officer (Gandhinagar)
🏢 Nuvama Group
📍 Gandhinagar

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