Job Purpose
- Ensuring governance of UCC compliance
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Oversight of Unique client code database and related activities
Responsibility
- Effective maintenance of UCC to ensure accuracy, completeness and consistency
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UCC process governance and compliance ensuring UCC related activities align with internal policies and regulatory guidelines
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UCC suspension and reactivation
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System improvements by collaborating with technology and data team to improve UCC system and address issues
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Ad hoc responsibilities in related areas assigned from time to time
Educational Qualification
- MBA Finance from a reputed Institute / Chartered Accountant
Experience
- 5+ years of relevant work experience preferably from Stock Exchange/Broking industry having experience in client data management,
operations, compliance or similar role
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Knowledge and understanding of Exchange ecosystem and operations
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Solid understanding of regulatory frameworks
Skills Required
Effective interpersonal verbal and written communication skills
Good analytical skills
Proficiency in Excel and data analysis
Functional Competencies required
- Knowledge and understanding of Exchange ecosystem and operations
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Handling and tacking data exceptions and UCC queries
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Ability to extract computerized and manual data
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Understanding of regulatory framework
📌 Senior Executive - UCC (India)
🏢 NCDEX
📍 India