Role & responsibilities

Domain Knowledge:

- Investment Banking / Wealth Management
- Corporate Actions
- Trade Settlements
- Middle Office
- Basic Back Office Operations

Key Skills & Responsibilities:

- Control Testing & Assurance
- Execute periodic control testing across Middle Office and Back Office Operations
- Validate design and operating effectiveness of key controls
- Assess preventive, detective, and corrective controls
- Perform sample testing and evidence reviews
- Identify control deficiencies and document findings
- Monitor control exceptions and remediation
- Operational Risk Management
- Internal Controls Framework
- Regulatory Compliance
- Risk Assessment and RCSA
- Root Cause Analysis
- Incident Management
- Governance & Controls
- Audit & Assurance
- Prepare control testing reports and management dashboards
- Track remediation actions and closure status
- Produce KPIs, KRIs, and risk metrics
- Stakeholder management with Middle Office, Back Office,



Compliance, and 3LOD teams
- Support audit and regulatory activities
- Maintain evidence repositories and testing documentation
- Data analytics for control breaches, regulatory exceptions, rogue trading indicators, fraud patterns, and unusual transactions

Required Skills:

- Operational Risk Management
- Internal Controls Framework
- Control Testing Methodologies
- Regulatory Compliance
- Audit & Assurance
- Risk Assessment
- Root Cause Analysis
- Incident Management
- Governance & Controls
- Advanced Excel
- Dashboards and Analytics Tools
- Stakeholder Management
- Analytical Thinking
- Problem Solving
- Communication & Presentation
- Attention to Detail
- Ability to challenge constructively
- Self-driven with end-to-end ownership

Preferred candidate profile

📌 Controls Testing Professional (Bengaluru)
🏢 Seikor Group
📍 Bengaluru