The ideal candidate will have solid knowledge of SEBI regulations, merchant banking regulations, capital markets and corporate compliance, with the ability to manage regulatory requirements in a fast-paced investment banking environment.

Key Responsibilities:

- Ensure compliance with applicable SEBI, Companies Act, stock exchange and other regulatory requirements.
- Handle compliance matters relating to Merchant Banking activities and capital-market transactions.
- Monitor and advise on regulatory requirements for IPO, FPO, Rights Issue, QIP, Open Offer and other ECM transactions.
- Review transaction-related documentation from a regulatory and compliance perspective.
- Coordinate with SEBI, stock exchanges, legal counsel, auditors,



merchant bankers and other stakeholders.
- Ensure timely regulatory filings, reporting and maintenance of compliance records.
- Monitor internal policies, SOPs, compliance frameworks and regulatory updates.
- Support due diligence and identify potential compliance and regulatory risks.
- Provide compliance guidance to deal teams and senior management.
- Track and implement changes in applicable SEBI regulations, circulars and guidelines.
- Assisting in transaction execution.

Contact Details

Reema Parmar

(phone hidden)

[email protected]

📌 Merchant Banking / Equity Capital Market (Mumbai Suburban)
🏢 SMC Capitals
📍 Mumbai Suburban