This is an Internal document.
Role Title Manager-Process and Compliance
Function Digital Banking Kotak811 – Regional Sales
Job Location BKC- Mumbai
Job Role
1.Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and
codes of conduct
2. Monitor and interpret current regulatory developments and assess their impact on
the organization
3. Draft, review and implement compliance policies, procedures and internal
controls in line with SEBI & IRDA requirements
4.Handle correspondence and inspection queries (if any) from SEBI & IRDA
5.Conduct internal compliance audit and reviews to ensure adherence to
applicable regulations
6. Provide compliance advisory support to business teams on regulatory




implications of new products, marketing materials and customer communications
7. Support senior management in implementing risk management and governance
frameworks
Requirement/Qualifications
1. Graduate/Post graduate
2. 5-10years’ experience in compliance or regulatory affairs in Bank/Mutual
Fund/Insurance sector/Brokers etc.
3. Experience in handling regulatory inspections, audits and submissions
4. High integrity, attention to detail and ability to work independently under
minimal supervision.

📌 Manager-Process and Compliance-Digital Banking Kotak 811-Regional Sales (Mumbai)
🏢 Kotak
📍 Mumbai