A Position Overview

Position Title

Assistant Manager - Compliance

Department

Compliance

Level/Band

301

Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.

B Organizational Relationships

Reports To

AVP – Compliance

Supervises

Compliance Review & Testing

C Job Dimensions

Geographic Area Covered

Pan India

Stakeholders Internal

All functions as applicable as per the reviews assigned

D Key Result Areas

Regulatory Compliance & Review / Testing

Assist in/Work on:

· Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan

· Regulatory Compliances: Verification of compliances in place for the current regulations implemented

· Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof





· Investment Compliance verification

· Any other time bound assignments related to regulatory compliance monitoring.

E Skills Required

Technical

§ Good Knowledge of MS Office

Behavioral

Essential

Desired

Interpersonal skills

·

Communication skills

·

Creative thinking skills

·

Supervising/Leadership skills

·

Teamwork Skills

·

Influencing skills

·

Relationship Building skills

·

Decision making skills

·

F Incumbent Characteristics

Essential

Desired

Qualification

CA/ CA Finals

CS, MBA, LLB

Experience

3+ years

Experience in Internal audit, Compliance reviews and testing

Should be from Life Insurance

Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.

📌 Assistant Manager (Mumbai)
🏢 TATA AIA LIFE INSURANCE
📍 Mumbai