Job Title
Compliance Analyst - AML

Business Unit
Compliance

Reporting To
Senior Officer / Team Head - AML

Job Function and Role Type
Compliance, Individual Contributor

Version No
2.1

Job Purpose
Ensure effective identification and monitoring of alerts, scenarios, and suspicious activities/transactions. Review, report, and track cases for proper closure.

Key Responsibilities

Alert Monitoring
Review alerts generated by AML systems.
Analyze transactions against customer profiles.
Conduct enhanced due diligence for suspicious cases.
Liaise with teams for clarifications on alerts.
Maintain records for future reference.

STR Reporting
Review alerts converted to cases and frame Grounds of Suspicion.
Liaise with teams to complete STR reporting.
Report suspicious transactions to FIU-IND.
Update STR reporting in AML systems.

Regulatory Requirements and Reporting
Stay updated on AML regulatory guidelines.
Coordinate timely data receipt for regulatory reporting.




Ensure customer risk profiling aligns with policies.
Respond to regulator/LEA queries with relevant information.

Adverse Media Scanning
Monitor media for criminal or money laundering activities.
Conduct media searches for suspicious cases.

Quality and Process Improvement
Identify and address process gaps.
Update monitoring processes for assigned scenarios.
Suggest and implement scenario parameter improvements.

Other Tasks
Maintain and monitor task trackers.
Focus on quality-driven team culture.
Perform tasks assigned by Team Leader/Unit Head.

Education:
Graduation (minimum).

Certifications:
IIBF certification (optional).

Key Competencies
Banking product and process knowledge, analytical abilities, oral and written communication, attention to detail, teamwork.

Major Stakeholders
Branch Banking, Operations, Product Teams, BTG and Technology Teams.

📌 Compliance-Analyst-AML (Mumbai)
🏢 HDFC Bank
📍 Mumbai