Job Title: Team Member - Trade and Communication Surveillance

Department: Risk Team

Position Grade Range: Basis eligibility and evaluation

Location: Lower Parel, Mumbai

Who we Are?

Axis Asset Management Company Ltd (Axis AMC), founded in 2009, is one of India's largest and fastest-growing mutual funds. We proudly serve over 1.3 crore customers across 100+ cities with utmost humility.

Our success is built on three founding principles:
- Long Term Wealth Creation
- Customer-Centric Approach
- Sustainable Relationships

Our investment philosophy emphasizes risk management and encourages partners and investors to move from transactional investing to fulfilling critical life goals. We offer a diverse range of investment solutions to help customers achieve financial independence and a happier tomorrow.

Our recent accolades:
- Outstanding Place to Work Certification (Feb 2024- Feb 2025)
- Brandon Hall Group HCM Excellence Awards for Learning & Development 2022 - Silver Award
- Morningstar Awards 2022: Best Fund House: Equity, Debt & Overall
- Outlook Money Awards 2021:



GOLD in Equity AMC of the Year 2021
- World Leadership Congress & Awards 2022: Business Transformation Leadership Awards Digital Transformation Project (Mobile App)

Key Responsibilities:

To help the organization in establishing, implementing, and overseeing various Risk
Management practices and policies. To monitor a firm’s trading activity using surveillance
applications to safeguard the firm against any reputational and/or financial risk.
- Assisting team members with daily reviewing and analyzing of surveillance s and/or
exception reports. Properly documenting the review and disposition of the exceptions with
an appropriate rationale as well as escalating matters with relevant stakeholders if there are
any true exceptions.
- Review of various modes of recorded communication, i.e. chats, voice, CCTV etc. used by the investment team and identify any unusual activity and potential risk issues.
- Participa

📌 Deputy Manager (Mumbai)
🏢 Axis Mutual Fund
📍 Mumbai