A Position Overview

Position Title

Senior Manager - Compliance

Department

Compliance

Level/Band

501

Location

HO-Thane

Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory requirements. Review of controls to comply with various regulatory requirements.

B Organizational Relationships

Reports To

Assistant Vice President – Compliance

Supervises

Compliance Assurance

C Job Dimensions

Geographic Area Covered

Pan India

Stakeholders Internal

All functions

D Key Result Areas

Regulatory Compliance & Review / Testing

Work on:

· Compliance KPIs and testing the controls

· Thematic reviews

· Regulatory Compliances: Review of implementation of recent regulations and testing thereof.

· IRDAI Mock Inspection reviews and data collation and verifications





· Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof

· Any other time bound assignments related to regulatory compliance monitoring.

Incumbent Characteristics

Essential

Desired

Qualification

CA

MBA

Experience

7+ years

Experience in audit, Compliance reviews and testing, Actuarial process reviews, Finance process reviews

E Skills Required

Technical

§ Good Knowledge of MS Office

Behavioral

Essential

Desired

Interpersonal skills

·

Communication skills

·

Creative thinking skills

·

Supervising/Leadership skills

·

Teamwork Skills

·

Influencing skills

·

Relationship Building skills

·

Decision making skills

·

📌 Senior Manager (Mumbai)
🏢 TATA AIA LIFE INSURANCE
📍 Mumbai